July 9, 2026
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US Registration & Referrals to Counsellors
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Hello all. My understanding is that as a firm grows and has >20 US person clients but <$100m AUM, state registration is required. My questions for the group are:
- Is anyone willing to share their experience with this process?
- Who are some good contacts that offer US Compliance Counsel or RIA Compliance Consultants that you can provide?
Any insights would be greatly appreciated.
Thanks everyone.
-Cam
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